Asset retirement obligation under ASC 842, IFRS 16 and GASB 87

 

If you have signed an operating lease for space, built leasehold improvements and agreed to remove those improvements at the end of the lease term, you may have an asset retirement obligation, also known as an ARO.

However, not all obligations at the end of the lease term are considered ARO.  Some of these differences are subtle, but they dramatically change the proper accounting treatment. A full, definitive explanation of the differences is beyond the scope of this document, but we can summarize some of the rules. As always, refer to your accounting advisors for final determinations.

What is Asset Retirement Obligation?

Asset retirement obligation refers to the process of removing, disposing of, or decommissioning an asset that is no longer in use or has reached the end of its useful life.

In accounting, an ARO usually applies when a company has a legal duty to retire an asset in the future and can reasonably estimate the cost of doing so. The obligation may come from a lease, contract, law, regulation or another legally enforceable requirement.

Common asset retirement obligation examples include:

  • Removing leasehold improvements at the end of a lease
  • Restoring leased property to its original condition
  • Decommissioning equipment or facilities
  • Removing fuel tanks, signage or specialized fixtures
  • Cleaning up or restoring land after use
  • Retiring assets tied to environmental or safety requirements

For lease accounting, AROs often come up when a tenant makes changes to a leased space and is legally required to remove those improvements before returning the property to the landlord.

When Is an End of Term Obligation an Asset Retirement Obligation?

The guidance of ASC 842, Leases, and ASC 410, Asset Retirement Obligations, can be somewhat circular and hard to follow.  Each standard refers to the other, and both discuss contract versus regulatory requirements, as well as a host of other considerations.  While these factors may impact the ultimate determination, ASC 842 gives us a simple rule of thumb:

  • If the obligation is to remove an improvement to the underlying asset, and the asset has been recognized on the lessee’s balance sheet, the obligation to remove that asset should generally be accounted for as an ARO.
  • If the asset is owned by the Lessor, then the cost to remove the asset would be considered a lease payment. It increases the lease liability and the right of use of assets. Amortization of this asset increase will then increase the lease expense.
    • Note that this “ownership” issue is based on accounting ownership, not legal ownership, which may be different.

There is a third subset of end of lease obligations which arise out of environmental considerations.  These are covered by a different section of ASC 410.

ARO Lease Accounting Examples

Example 1: End-of-Lease Obligation That Is Not an ARO

A law firm leases office space in a commercial building. The landlord agrees to build out offices and conference rooms based on the tenant’s approved plans. The landlord manages and pays for the construction, and the tenant does not record the improvements as its own leasehold improvement asset.

At the end of the lease, the tenant must return the space to its original condition.

In this case, the removal obligation may not be treated as an ARO because the tenant did not recognize the improvement as its own asset. Instead, the estimated removal cost may be treated as a lease payment and included in the lease liability and right-of-use asset.

Example 2: Leasehold Improvement Treated as an ARO

A restaurant leases a retail space and installs kitchen equipment, branded finishes, signage and other leasehold improvements. The tenant pays the contractor and records the leasehold improvements on its balance sheet. The lease requires the tenant to remove those improvements at the end of the lease term.

In this case, the estimated cost to remove the leasehold improvements is generally treated as an asset retirement obligation. The tenant records the ARO liability and the related asset retirement cost when the obligation is incurred, assuming the cost can be reasonably estimated.

Differences in ARO Across Accounting Standards

ARO treatment can vary depending on which accounting standard applies. ASC 410, IFRS 16, IAS 37, GASB 83 and GASB 87 all address parts of the issue, but they do not treat every lease-related obligation the same way.

Under U.S. GAAP, ASC 410 is the primary guidance for asset retirement obligations. ASC 842 also matters when the obligation is tied to a lease.

Under IFRS, IFRS 16 does not contain the same type of differentiation as ASC 842. An obligation to dismantle and remove an underlying asset, restore the site or restore the underlying asset is generally accounted for under IAS 37 and treated as an adjustment to the right-of-use asset.

Under GASB, GASB 87 does not specifically address AROs for lessees. GASB 83 goes further by requiring lessors to recognize AROs associated with leased property, while a lessee’s liability from obtaining the right to use an underlying asset would generally be incorporated into the lessee’s lease payments.

Asset Retirement Obligation Under ASC 410

Under U.S. GAAP, ASC 410 provides guidance for asset retirement obligations. The initial measurement begins with the expected future costs to retire the asset.

The company estimates the future retirement cost, applies expected inflation or cost assumptions when needed, and discounts the future amount to present value using an appropriate rate. The resulting present value is recorded as the asset retirement obligation liability.

The offsetting debit is recorded as an asset retirement cost. This cost is added to the carrying amount of the related asset and then depreciated or amortized over the useful life of that asset.

Over time, the ARO liability increases through accretion expense. Accretion reflects the passage of time and moves the liability closer to the expected future settlement amount.

Asset Retirement Obligation Under IFRS 16 and IAS 37

Under IFRS, asset retirement obligations related to leases are generally considered with IFRS 16 and IAS 37.

IAS 37 addresses provisions, contingent liabilities and contingent assets. When a company has an obligation to dismantle, remove or restore an asset or site, the estimated cost may be recognized as a provision if the recognition criteria are met.

For leases, the obligation may be included as part of the right-of-use asset. The related provision is measured based on the best estimate of the expenditure needed to settle the obligation, discounted when the effect of time value is material.

Asset Retirement Obligation Under GASB 87 and GASB 83

For government entities, GASB 83 addresses certain asset retirement obligations. GASB 87 covers lease accounting but does not address lessee AROs in the same way as ASC 410 or IFRS 16.

In many cases, a lessee’s obligation related to obtaining the right to use an underlying asset may be incorporated into lease payments. Because GASB treatment can depend on the specific facts, government entities should review GASB 83, GASB 87 and the lease terms carefully.

Asset Retirement Obligation Journal Entry

The initial asset retirement obligation journal entry records the present value of the expected future retirement cost.

Account

Debit

Credit

Asset Retirement Cost

$XX

Asset Retirement Obligation Liability

$XX

The debit increases the cost basis of the related asset. The credit records the liability for the future retirement obligation.

For example, if the present value of the future retirement cost is $50,000, the entry would be:

Account

Debit

Credit

Asset Retirement Cost

$50,000

Asset Retirement Obligation Liability

$50,000

This is the starting point for ARO accounting. After the initial entry, the company will also record accretion expense and depreciation or amortization over time.

How are ARO changes accounted for?

As ARO’s are always a forward projection of likely expenses, they are subject to change.  Inflation factors can change, technology can change the cost of accomplishing the work, and regulatory influences can change the scope, just to name a few factors.  Each of the standards provides for re-measuring the ARO as these conditions change.

The factors to consider and thresholds for change are too many to consider here.  However, each standard calls for a periodic review, which may be supplemented when conditions are known to change. Changes which are material would be handled as re-measurements, as in ordinary lease accounting.

How Lease Accounting Software Can Help With AROs

ARO accounting can become difficult when companies manage many leases, multiple locations and different types of end-of-term obligations.

Lease accounting software can help teams track:

  • Leasehold improvements
  • End-of-term removal obligations
  • Estimated retirement costs
  • Discount rates
  • Accretion schedules
  • ROU asset adjustments
  • ARO-related journal entries
  • Changes in estimates
  • Reporting and disclosure support

For companies with complex lease portfolios, tracking AROs manually can increase the risk of missed obligations, inconsistent assumptions and inaccurate journal entries.

A centralized lease accounting system helps teams keep the lease data, accounting treatment and supporting documentation in one place. Request a demo!

Visual Lease

Visual Lease Blogs - read about the best lease administration software, lease management solutions, commercial lease accounting software & IFRS 16 introduction.

Recent Posts

Corporate Real Estate Strategy: A Comprehensive Approach

From time to time clients raise the question of the difference between corporate real estate…

2 weeks ago

Accounting for Nonprofits: ASC 842 Standards & Regulations

Much like their for-profit counterparts, nonprofits must also follow specific financial reporting standards, including Accounting…

2 weeks ago

Lease Incentives Under ASC 842

Lease incentives play a crucial role in lease agreements, representing payments made by the lessor…

2 weeks ago

GAAP vs. Tax Accounting: Financial Reporting

GAAP (Generally Accepted Accounting Principles) and tax accounting are two common methods used in accounting,…

2 weeks ago

What Is Carbon Accounting? Methods and Systems

In today’s business environment, organizations are under growing pressure to understand, measure, and report their…

2 weeks ago